Tune into this on-demand webinar to learn key insights from the FMA’s monitoring report on Class 1 & 2 Financial Advice Providers.

This on-demand webinar offers valuable insights from the FMA’s monitoring report on Class 1 & 2 Financial Advice Providers. Hear from experts Romil Ghelani, Head of Financial Advice, and Lucy Relf, Senior Adviser, Financial Advice, as they share their perspectives.

Key Takeaways:

• The FMA is encouraged by the transition made by Financial Advice Providers to adopt the new requirements into their licensed businesses.
• We’ll cover examples of good practices and gaps that, if left unchecked, could lead to an increased risk of harm to clients.
• Our expectation is that Financial Advice Providers and their advisers review the report and consider how the FMA’s observations apply to their businesses.

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